Showing 1 to 10 of 23 search results for tough enforcement action.

1. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

2. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

   News stories Published: 07/11/2023 Last modified: 07/11/2023
   We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

3. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

4. FCA regulation of consumer credit – during the pandemic and beyond

   Speeches Published: 13/10/2020 Last modified: 14/10/2020
   Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

5. FCA publishes Annual Report and Accounts 2019/20

   Press Releases Published: 10/09/2020 Last modified: 10/09/2020
   The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

6. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

   Speeches Published: 06/03/2020 Last modified: 06/03/2020
   Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

7. 22 years of pension savings gone in 24 hours

   Press Releases Published: 08/11/2019 Last modified: 06/08/2020
   The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

8. FCA publishes Annual Report and Accounts 2018/19

   Press Releases Published: 09/07/2019 Last modified: 04/09/2020
   The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19.

9. Money laundering and supervising trusted professionals

   Speeches Published: 12/03/2019 Last modified: 30/08/2019
   OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.

10. Has the industry improved ten years on?

    Speeches Published: 14/06/2018 Last modified: 15/06/2018
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.