Showing 1 to 10 of 101 search results for supervisory and enforcement action.

1. Consumer Duty: Not once and done

   Speeches Published: 01/11/2023 Last modified: 01/11/2023
   Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

2. How innovation and regulation in financial services can drive the UK's economic growth

   Speeches Published: 29/06/2023 Last modified: 29/06/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

3. FCA warns of impending Consumer Duty deadline

   Press Releases Published: 10/05/2023 Last modified: 10/05/2023
   With fewer than 90 days to go until the start of the Consumer Duty the Financial Conduct Authority (FCA) has urged firms to ensure they are ready for the 31 July deadline.

4. Countdown to the Consumer Duty

   Speeches Published: 10/05/2023 Last modified: 10/05/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

5. OPBAS publishes report on legal and accountancy sector supervision

   Press Releases Published: 28/04/2023 Last modified: 28/04/2023
   In its fourth report, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has found that professional bodies are continuing to demonstrate good levels of compliance with money laundering regulations but improvements in how

6. FCA publishes notice of decision to cancel Umuthi Healthcare Solutions’ shares

   Press Releases Published: 28/10/2022 Last modified: 28/10/2022
   On Monday 4 July 2022, the FCA issued Umuthi Healthcare Solutions PLC (UHS) with a First Supervisory Notice (FSN) confirming its decision to unilaterally discontinue the listing of its standard shares from the Official List with immediate effect.

7. FCA tells lenders to support consumers struggling with the cost of living

   Press Releases Published: 16/06/2022 Last modified: 16/06/2022
   The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue

8. FCA statement on British Steel Pension Scheme Redress

   Statements Published: 22/12/2021 Last modified: 22/12/2021
   FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension.

9. Statement on supervision of commodity derivatives position limits

   Statements Published: 20/12/2021 Last modified: 20/12/2021
   In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

10. Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt

    Press Releases Published: 19/10/2021 Last modified: 22/10/2021
    The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond