Showing 41 to 50 of 412 search results for supervision and enforcement.

41. Statement on supervision of commodity position limits

    Statements Published: 09/07/2021 Last modified: 09/07/2021
    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

42. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

43. Outcomes-focussed regulation: a measure of success?

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

44. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments

45. Cautious optimism for the post-pandemic world

    Speeches Published: 23/04/2021 Last modified: 23/04/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

46. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

    Press Releases Published: 20/04/2021 Last modified: 20/04/2021
    We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

47. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

48. Why does the FCA care about diversity and inclusion?

    Speeches Published: 28/01/2021 Last modified: 28/01/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.

49. MoUs with European authorities in the areas of securities, investment services and asset management, insurance and pensions, and banking

    Statements Published: 04/01/2021 Last modified: 10/02/2021
    MoUs that came into effect at the end of the Brexit transition period.

50. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)