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Regulation Round-up - sign up
March 2019 is the last month Regulation round-up will be available on our website. You can continue to receive Regulation round-up each month by signing up to our newsletter. -
UK FinTech: Regulating for innovation
Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration. ... Effective financial regulation involves creating appropriate incentives to encourage individuals to take greater responsibility for their -
The Evolution of the Mortgage Market
And, third, does FCA regulation more broadly serve the needs of innovative businesses? ... of circumstances that would be outside of the scope of regulation such as:. -
Feedback from ‘Working Better Together With Data’ event
A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. -
Consumer Credit Seminar
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA. -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Competition and investment banking
Regulation itself can also be a significant barrier. If participants think our rules are significantly impeding competition in these markets, we welcome submissions to this effect. ... Responses can, of course, be sent in writing. But we are also looking -
The technology challenge
Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.