Showing 121 to 130 of 154 search results for promoting competition.

121. CASS compliance – the bigger picture

     Speeches Published: 02/12/2014 Last modified: 19/12/2014
     Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

122. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

123. National campaign will target those most at risk of investment fraud, says FCA

     Press Releases Published: 15/10/2014 Last modified: 12/04/2024
     Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.

124. FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers

     Press Releases Published: 29/08/2014 Last modified: 29/08/2014
     Cameron wanted to involve Burlington (an appointed representative of a network at the time) in promoting and selling investments in the UCIS. ... Cameron made Burlington and staff under his direction instrumental in every stage of promoting and arranging

125. FCA sets out its approach to financial promotions in social media

     Press Releases Published: 06/08/2014 Last modified: 06/08/2014
     Firms should consider the appropriateness of character-limited media as a means of promoting complex features of financial products or services. ... effective competition in the interests of consumers.

126. FCA Annual Public Meeting 2014

     News stories Published: 17/07/2014 Last modified: 05/08/2014
     integrity of the UK financial system and promoting effective competition in the interests of consumers.

127. Competition and investment banking

     Speeches Published: 09/07/2014 Last modified: 09/07/2014
     The FCA has this morning launched a review of competition in the wholesale sector. ... Our competition objective refers specifically to promoting effective competition ‘in the interests of consumers.’ So where competition issues are raised, we also

128. A review of requirements for firms entering into or expanding in the banking sector: one year on

     News stories Published: 07/07/2014 Last modified: 13/11/2019
     This review sets out the progress we have made in implementing the changes from our March 2013 review of the requirements for firms entering into or expanding in the banking sector and the feedback we have received so far.

129. The technology challenge

     Speeches Published: 10/06/2014 Last modified: 19/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.

130. Competition and insurance

     Speeches Published: 02/06/2014 Last modified: 30/07/2015
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.