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Showing 111 to 120 of 152 search results for promoting competition.
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Capital Markets Union – a regulator’s perspective
Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the -
Regulation - supporting vibrant markets
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA and innovation
Speech by Christopher Woolard, director of strategy and competition, FCA. -
FCA Prudential Supervision Forum
appropriate degree of protection for consumers; promoting competition in the interests of consumers. -
FCA confirms approach for financial promotions in social media
Firms should consider whether it is appropriate to use character-limited media as a means of promoting complex features of financial products or services. ... effective competition in the interests of consumers. -
Former chief executive of stockbroker firm fined £450,000 and banned
This all happened while Kenny was chief executive of Gracechurch. A sample review of documents used by Gracechurch’s brokers in promoting nine stocks showed that documents concerning four of the ... effective competition in the interests of consumers. -
Alex Hope and Raj Von Badlo sentenced following FCA prosecution
Hope's co-defendant, Raj Von Badlo, who had earlier pleaded guilty, was sentenced to a total of 2 years’ imprisonment for recklessly making false representations to investors and promoting a ... effective competition in the interests of consumers. -
Unauthorised Forex Investment Fraudster Convicted
further offence of promoting a collective investment scheme without authorisation at a hearing on 22 July 2014. ... effective competition in the interests of consumers. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA’s new competition powers: what do they mean for the financial services industry?
Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.