Showing 1 to 11 of 11 search results for pay redress for market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

3. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

4. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

5. Cyber and technology resilience in UK financial services

   Speeches Published: 27/11/2018 Last modified: 14/01/2019
   Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.

6. Tesco to pay redress for market abuse

   Press Releases Published: 28/03/2017 Last modified: 23/08/2017
   The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading

7. Balancing regulatory objectives in the dynamic consumer credit market

   Speeches Published: 27/09/2016 Last modified: 27/09/2016
   Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

8. How to report suspected market abuse as a firm or trading venue

   Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
   Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

9. Market Abuse Regulation

   Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
   The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

10. Consumer Credit and the FCA: one year on

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    So, on the former, what you’ve had is a range of interventions, often highly visible, on issues like: competition work in the UK’s credit card market; redress exercises in ... Second, understanding how real people interact with markets, so

11. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules