Showing 1 to 11 of 69 search results for market abuse can call the FCA's market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

3. Cultural evolution: how culture must change to meet expectations

   Speeches Published: 26/06/2023 Last modified: 26/06/2023
   Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

4. FCA proposes stronger requirements on oversight of appointed representatives

   Press Releases Published: 03/12/2021 Last modified: 03/12/2021
   FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

5. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

6. Konstantin Vishnyak found not guilty of destroying documents

   Press Releases Published: 28/09/2020 Last modified: 28/09/2020
   In a case brought by the Financial Conduct Authority (FCA), Konstantin Vishnyak has been found not guilty at Southwark Crown Court of one count of destroying documents in September 2018.

7. Capital market regulation and coronavirus

   Speeches Published: 07/08/2020 Last modified: 07/08/2020
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

8. The role of investment managers in the post Covid-19 recovery

   Speeches Published: 08/07/2020 Last modified: 08/07/2020
   Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

9. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

10. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

11. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.