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Showing 81 to 90 of 102 search results for market integrity and promoting competition.
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FCA sets out its approach to financial promotions in social media
Firms should consider the appropriateness of character-limited media as a means of promoting complex features of financial products or services. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA Annual Public Meeting 2014
We looked at how we have delivered against ourstrategicobjective to make markets work well, andour three operational objectives of securing an appropriate degree of protection for consumers, protecting and enhancing the ... integrity of the UK financial -
Competition and investment banking
Although wholesale market participants are typically more sophisticated than many retail consumers, wholesale markets are not immune from competition issues. ... So we will need to consider our other two statutory objectives - market integrity and -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Leadership and conduct
Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
The thematic reviews in the wholesale market will sit alongside an assessment of competition issues in wholesale markets, these assessments will help to identify potential candidates for future market studies. ... using market studies to analyse -
FCA winds up a boiler room
FCW had been promoting the sale of membership shares in a company called Berkeley Brookes LLC (Berkeley Brookes) without the required FCA authorisation. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
£75 trillion payment systems industry to have new regulator – FCA will open the market to new entrants to improve competition
£75 trillion payment systems industry to have new regulator – FCA will open the market to new entrants to improve competition. ... promoting competition,. promoting innovation and. ensuring that payment systems operate in the interests of their users. -
Evolving the FCA's approach to markets regulation
Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA acts quickly to stop suspected boiler room from taking more money
A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The