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Showing 62 to 71 of 216 search results for market abuse.
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Market Abuse
https://www.fca.org.uk/markets/market-abuse -
Additional primary market measures to aid listed companies
The FCA announces a series of measures to help companies (turning to UK capital markets to raise money) to support the recovery to come to raise new funding while retaining an appropriate degree of investor protection. -
Joint statement by the FCA, FRC and PRA
Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation -
Statement of Policy: Delaying annual company accounts during the coronavirus crisis
Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of -
FCA requests a delay to the forthcoming announcement of preliminary financial accounts
The FCA will be writing tonight to companies it is aware were intending to publish preliminary financial statements in the next few days to delay their planned publications. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
FCA publishes the number of STORs received in 2019
The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019. -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
FCA fines former managing director £45,000 for failure to notify personal trades
The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades. -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.