Showing 72 to 81 of 218 search results for market abuse.

72. Market Abuse

    https://www.fca.org.uk/markets/market-abuse

73. FCA fines former managing director £45,000 for failure to notify personal trades

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

74. The future of financial services regulation in the UK

    Speeches Published: 29/10/2019 Last modified: 29/10/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

75. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

76. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

77. Konstantin Vishnyak appears at court for destruction of documents offence

    Press Releases Published: 06/09/2019 Last modified: 06/09/2019
    In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation.

78. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

79. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

    Press Releases Published: 11/07/2019 Last modified: 02/08/2019
    On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

80. FCA publishes Annual Report and Accounts 2018/19

    Press Releases Published: 09/07/2019 Last modified: 04/09/2020
    The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19.

81. FCA proposes ban on sale of crypto-derivatives to retail consumers

    Press Releases Published: 03/07/2019 Last modified: 04/09/2020
    The FCA is proposing rules to address harm to retail consumers from the sale of derivatives and exchange traded notes referencing certain types of cryptoassets.

82. Two found guilty of insider dealing

    Press Releases Published: 27/06/2019 Last modified: 27/06/2019
    Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the