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Showing 41 to 50 of 71 search results for market abuse in relation.

  1. Former Logica PLC Manager pleads guilty to insider dealing

    Press Releases Published: 26/02/2015 Last modified: 30/11/2016
    In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing. Profits from the related dealing exceeded £30,000.  He will be sentenced on 26 of March. Willmott admitted dealing on the basis of inside...
  2. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

    Press Releases Published: 11/02/2015 Last modified: 11/02/2015
    As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before Westminster Magistrates’ court in respect of three offences of insider dealing, contrary to Sections 52(1)...
  3. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 26/01/2015
    We asked firms to provide examples of the retrospective application of regulatory rules.  Summary Background Analysis of responses Persistent issues New methodology Conclusion Summary  The regulator must operate in a way that is clear, consistent and predictable. We are aware of concerns among some firms that we (and our predecessor, the FSA)...
  4. FCA fines Reckitt Benckiser £539,800 for listing rule failures

    Press Releases Published: 20/01/2015 Last modified: 30/08/2015
    The Financial Conduct Authority (FCA) has fined Reckitt Benckiser Group Plc (RB) £539,800 for inadequate systems and controls to monitor share-dealing by its senior executives in its own shares. This contributed to late and incomplete disclosure to the market of share dealings by two senior executives.  RB breached key requirements in the listing...
  5. 2015 fines

    News stories Published: 02/01/2015 Last modified: 04/04/2017
    This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.
  6. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 07/11/2014
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing. Profits from the dealing exceeded £250,000.   Rifat is the third individual to plead guilty to insider dealing offences...
  9. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  10. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

    Press Releases Published: 29/09/2014 Last modified: 29/09/2014
    The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal Justice Act 1993. The offences relate to trading in Ocado Group plc shares between February and May 2013...