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Showing 1 to 10 of 10 search results for instances of market abuse by disclosing inside.
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Market Abuse
https://www.fca.org.uk/markets/market-abuse -
How to report suspected market abuse as an individual
Find out the different ways in which an individual can report a concern to us. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
How to report suspected market abuse as a firm or trading venue
Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation. -
Market Abuse Regulation
The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions. -
Investor engagement in a changing regulatory landscape
So, to start with developments relating to inside information. The Market Abuse Regulation will apply in the UK and across the EU from July 2016, and will replace the current Market ... In that case Mr Hannam was found to be guilty of committing market -
Former Logica PLC Manager pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing. -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
This follows on from the judgment of the Upper Tribunal (Tribunal) which upheld the decision of the FCA that Mr Hannam engaged in two instances of market abuse by disclosing inside ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) -
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse
It remains open to Mr Hannam to appeal this judgement. The Tribunal found that Mr Hannam had engaged in two instances of market abuse by disclosing inside information other than in ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.