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Showing 21 to 23 of 23 search results for engaging in market abuse.

  1. Regulation round-up August 2013

    Newsletters Published: 29/08/2013 Last modified: 29/08/2013
    Information for all firms Positive Compliance – New dates added We have added further dates to the schedule for the remainder of the year. This seminar programme explores specifically our expectations and common failings in the areas of pension switching and Income Drawdown and include interactive case studies. These sessions are an excellent...
  2. Four building blocks of efficient capital markets

    Speeches Published: 01/02/2013 Last modified: 29/03/2013
    Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference
  3. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum