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Information for all firms Positive Compliance – New dates added We have added further dates to the schedule for the remainder of the year. This seminar programme explores specifically our expectations and common failings in the areas of pension switching and Income Drawdown and include interactive case studies. These sessions are an excellent...
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference
Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum