Showing 1 to 10 of 67 search results for enforcement decision-making.

1. Statement on communications in relation to PRIIPs and UCITS

   Statements Published: 30/11/2023 Last modified: 30/11/2023
   Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

2. FCA and PSR Boards appoint new members to decision-making committees

   Press Releases Published: 16/11/2023 Last modified: 16/11/2023
   Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)

3. FCA and PSR Boards appoint new members to decision-making committees

   Press Releases Published: 18/05/2023 Last modified: 18/05/2023
   The FCA and PSR Boards have appointed two new Deputy Chairs - Margaret Obi and Edward Sparrow - to the FCA’s Regulatory Decisions Committee (RDC) and the PSR’s Enforcement Decisions Committee (EDC).

4. How to organise a COO

   Speeches Published: 08/02/2023 Last modified: 08/02/2023
   Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

5. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

   Press Releases Published: 14/12/2022 Last modified: 14/12/2022
   With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.

6. FCA sets out plans to improve engagement with pensions

   Press Releases Published: 01/12/2022 Last modified: 01/12/2022
   The FCA publishes a consultation on standards for operators of pension dashboards, and sets out requirements for providers of non-workplace pensions.

7. PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

   Press Releases Published: 26/08/2022 Last modified: 26/08/2022
   PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action.

8. How the UK will regulate for the future

   Speeches Published: 14/07/2022 Last modified: 14/07/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

9. Innovation & Regulation: Partners in the success of Financial Services

   Speeches Published: 10/06/2022 Last modified: 19/08/2022
   Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam

10. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.