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Showing 51 to 60 of 633 search results for enforcement.

  1. FCA confirms Finalised Guidance for advising on Defined Benefit transfers

    Financial advisers Life insurers and pension providers News stories Published: 30/03/2021 Last modified: 30/03/2021
    Defined Benefit Pension transfer guidance
  2. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

    Press Releases Published: 25/03/2021 Last modified: 26/03/2021
    The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.
  3. FCA launches campaign to encourage individuals to report wrongdoing

    Press Releases Published: 24/03/2021 Last modified: 24/03/2021
    The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.
  4. From regulator to firm to consumer: a virtuous chain of events

    Speeches Published: 18/03/2021 Last modified: 18/03/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.
  5. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.
  6. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.
  7. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.
  8. FCA confirms the increase in thresholds for contactless payments

    Press Releases Published: 03/03/2021 Last modified: 03/03/2021
    The Financial Conduct Authority (FCA) has confirmed changes to its rules to allow for an increase in the single transaction contactless payment threshold from £45 to £100. The contactless threshold for multiple transactions will also increase from
  9. Google UK & Ireland’s letter to the FCA - 26 February 2021

    Statements Published: 01/03/2021 Last modified: 01/03/2021
    Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform.
  10. FCA censures Premier FX for payment rule breaches

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.