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Showing 31 to 40 of 634 search results for enforcement.

  1. FCA publishes Annual Report and Accounts 2020/21

    Corporate documents News stories Published: 15/07/2021 Last modified: 15/07/2021
    The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21.
  2. FCA commits to being a more innovative, assertive and adaptive regulator

    Press Releases Published: 15/07/2021 Last modified: 15/07/2021
    The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020
  3. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.
  4. Statement on supervision of commodity position limits

    Statements Published: 09/07/2021 Last modified: 09/07/2021
    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 
  5. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

    Press Releases Published: 08/07/2021 Last modified: 08/07/2021
    The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within
  6. Scammers target over £2 million in pension pots in the last five months

    ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA are urging anyone saving for their retirement to protect their savings.
  7. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.
  8. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

    Press Releases Published: 23/06/2021 Last modified: 23/06/2021
    The FCA has appointed David Anthony Scott as its Interim General Counsel.
  9. LF Woodford Equity Income Fund investigation

    News stories Published: 28/05/2021 Last modified: 10/01/2022
    We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund
  10. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.