Showing 121 to 130 of 766 search results for enforcement.

121. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

     Press Releases Published: 28/07/2022 Last modified: 28/07/2022
     The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

122. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

     Press Releases Published: 15/07/2022 Last modified: 15/07/2022
     The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

123. How the UK will regulate for the future

     Speeches Published: 14/07/2022 Last modified: 14/07/2022
     Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

124. FCA further bolsters its leadership team as it expands its headcount

     Press Releases Published: 05/07/2022 Last modified: 06/07/2022
     The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

125. Finding opportunity in a world of uncertainty

     Speeches Published: 30/06/2022 Last modified: 30/06/2022
     Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

126. FCA resolves High Court proceedings in relation to unauthorised deposit taking

     Press Releases Published: 30/06/2022 Last modified: 01/07/2022
     Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme.

127. FCA fines Ghana International Bank Plc £5.8m for failings in its anti-money laundering controls

     Press Releases Published: 23/06/2022 Last modified: 23/06/2022
     Ghana International Bank Plc (GIB) £5,829,900 for poor anti-money laundering and counter-terrorist financing controls.

128. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

     Press Releases Published: 22/06/2022 Last modified: 22/06/2022
     We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.

129. FCA’s work on market abuse and manipulation – update 17 June 2022

     News stories Published: 17/06/2022 Last modified: 18/06/2022
     Explaining the work we do to tackle market abuse and manipulation.

130. FCA tells lenders to support consumers struggling with the cost of living

     Press Releases Published: 16/06/2022 Last modified: 16/06/2022
     The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue