Showing 111 to 120 of 766 search results for enforcement.

111. FCA research: A quarter of consumers would withdraw pension savings earlier to cover cost of living – making them vulnerable to scammer ‘misdirection’

     Press Releases Published: 06/10/2022 Last modified: 06/10/2022
     The FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid pension scams

112. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

     Statements Published: 21/09/2022 Last modified: 21/09/2022
     This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

113. FCA decides to impose conditions on takeover of Link Group

     Press Releases Published: 12/09/2022 Last modified: 12/09/2022
     Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

114. Fighting financial crime – the force multiplier effect

     Speeches Published: 07/09/2022 Last modified: 07/09/2022
     Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

115. PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

     Press Releases Published: 26/08/2022 Last modified: 26/08/2022
     PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action.

116. FCA responds to complaints into its regulation of Premier FX

     Statements Published: 19/08/2022 Last modified: 19/08/2022
     Response to complaints from people who complained to the FCA after losing money when Premier FX (PFX), a payment services firm, authorised for money remittance, collapsed in 2018.

117. FCA warns Buy Now Pay Later firms about misleading adverts

     Press Releases Published: 19/08/2022 Last modified: 19/08/2022
     Although some agreements are unregulated the financial promotions of all BNPL products must comply with the rules.

118. FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

     Press Releases Published: 19/08/2022 Last modified: 08/02/2023
     The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.

119. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

     Press Releases Published: 19/08/2022 Last modified: 19/08/2022
     The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

120. FCA fines Sir Christopher Gent for disclosing inside information

     Press Releases Published: 05/08/2022 Last modified: 05/08/2022
     The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.