Showing 1 to 11 of 15 search results for committed market abuse in relation to a trading update.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

3. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

4. Preparing for Brexit in financial services: the state of play

   Speeches Published: 16/09/2019 Last modified: 16/09/2019
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

5. Our investigations – the evolving approach

   Speeches Published: 15/06/2017 Last modified: 15/06/2017
   Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

6. The expanding scope of individual accountability for corporate misconduct

   Speeches Published: 03/04/2017 Last modified: 05/04/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

7. Tesco to pay redress for market abuse

   Press Releases Published: 28/03/2017 Last modified: 23/08/2017
   The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading

8. Former equities trader at Schroders Investment Management sentenced for insider dealing

   Press Releases Published: 12/06/2016 Last modified: 05/04/2023
   Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

9. Two convicted of insider dealing in Operation Tabernula trial

   Press Releases Published: 08/05/2016 Last modified: 05/04/2023
   In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

10. How to report suspected market abuse as a firm or trading venue

    Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
    Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

11. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.