News
Search results
Showing 1 to 11 of 20 search results for commit market abuse.
-
Market Abuse
https://www.fca.org.uk/markets/market-abuse -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
Five individuals face conspiracy to commit insider dealing and money laundering charges
The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering. -
Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority
The Court of Appeal has refused permission for a group of traders to proceed with a judicial review of the FCA’s decision to provide assistance to the United States Commodity Futures Trading Commission (CFTC) in an ongoing investigation. -
How to report suspected market abuse as an individual
Find out the different ways in which an individual can report a concern to us. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
Preparing for Brexit in financial services: the state of play
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London -
Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted
On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and -
Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA
The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA). -
Market abuse requires a dynamic response to a changing risk profile
While my last speech on this topic focused on laying out the role that minimising market abuse plays in enhancing trust in our markets, this year, I want to delve deeper ... I can see a world where seemingly ‘rational’ AI, unconstrained and exposed