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Showing 1 to 11 of 20 search results for commit market abuse.

  1. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.
  2. Five individuals face conspiracy to commit insider dealing and money laundering charges

    Press Releases Published: 25/01/2023 Last modified: 06/02/2023
    The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.
  3. Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority

    Press Releases Published: 02/11/2022 Last modified: 02/11/2022
    The Court of Appeal has refused permission for a group of traders to proceed with a judicial review of the FCA’s decision to provide assistance to the United States Commodity Futures Trading Commission (CFTC) in an ongoing investigation.
  4. How to report suspected market abuse as an individual

    Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
    Find out the different ways in which an individual can report a concern to us.
  5. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.
  6. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.
  7. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London
  8. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

    Press Releases Published: 11/07/2019 Last modified: 02/08/2019
    On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and
  9. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

    Press Releases Published: 10/04/2019 Last modified: 10/04/2019
    The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).
  10. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    While my last speech on this topic focused on laying out the role that minimising market abuse plays in enhancing trust in our markets, this year, I want to delve deeper ... I can see a world where seemingly ‘rational’ AI, unconstrained and exposed