Showing 11 to 20 of 153 search results for Market Abuse Regulation.

11. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

12. FCA takes action against debt packager firms

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

13. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

14. Statement on supervision of commodity position limits

    Statements Published: 09/07/2021 Last modified: 09/07/2021
    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

15. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.

16. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

17. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

    Statements Published: 27/01/2021 Last modified: 27/01/2021
    In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).

18. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

19. FCA institutes criminal proceedings against three former employees of Redcentric Plc

    Press Releases Published: 24/09/2020 Last modified: 24/09/2020
    FCA begins proceedings against former Redcentric employees relating to alleged offences between 1 May 2015 and 31 October 2016

20. Update on the FCA enquiry into the Bank of England audio issue

    Statements Published: 23/09/2020 Last modified: 23/09/2020
    In late 2019 concerns were raised regarding the use of an audio feed from the Bank of England’s press conferences.