Showing 11 to 20 of 62 search results for Insider Dealing and Market Abuse.

11. FCA publishes the number of STORs received in 2019

    News stories Published: 28/02/2020 Last modified: 11/01/2024
    The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.

12. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

13. FCA fines former managing director £45,000 for failure to notify personal trades

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

14. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

15. Konstantin Vishnyak appears at court for destruction of documents offence

    Press Releases Published: 06/09/2019 Last modified: 06/09/2019
    In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation.

16. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

    Press Releases Published: 11/07/2019 Last modified: 02/08/2019
    On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

17. Two found guilty of insider dealing

    Press Releases Published: 27/06/2019 Last modified: 27/06/2019
    Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the

18. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    In some firms, we have already observed financial crime policies and procedures which cover insider dealing and market manipulation. ... However, when we look across all markets, the spread of STORs is still heavily biased towards equity-related STORs,

19. Charles Randell speech at the Annual Public Meeting 2018

    Speeches Published: 11/09/2018 Last modified: 11/09/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Annual Public Meeting at the QEII Centre, Westminster.

20. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.