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Showing 1 to 10 of 62 search results for Insider Dealing and Market Abuse.

  1. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.
  2. Five individuals face conspiracy to commit insider dealing and money laundering charges

    Press Releases Published: 25/01/2023 Last modified: 06/02/2023
    The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.
  3. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases Published: 08/12/2022 Last modified: 08/12/2022
    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.
  4. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

    Press Releases Published: 19/08/2022 Last modified: 19/08/2022
    The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.
  5. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases Published: 28/07/2022 Last modified: 28/07/2022
    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation
  6. FCA’s work on market abuse and manipulation – update 17 June 2022

    News stories Published: 17/06/2022 Last modified: 18/06/2022
    Explaining the work we do to tackle market abuse and manipulation.
  7. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.
  8. Insider dealing convictions upheld by the Court of Appeal

    Press Releases Published: 16/12/2020 Last modified: 16/12/2020
    The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 
  9. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.
  10. Konstantin Vishnyak found not guilty of destroying documents

    Press Releases Published: 28/09/2020 Last modified: 28/09/2020
    In a case brought by the Financial Conduct Authority (FCA), Konstantin Vishnyak has been found not guilty at Southwark Crown Court of one count of destroying documents in September 2018.