Showing 1 to 10 of 53 search results for Head of Enforcement.

1. FCA and PSR Boards appoint new members to decision-making committees

   Press Releases Published: 16/11/2023 Last modified: 16/11/2023
   Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)

2. AI: Flipping the coin in financial services

   Speeches Published: 05/10/2023 Last modified: 05/10/2023
   Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

3. Do the right thing

   Speeches Published: 01/06/2023 Last modified: 30/10/2023
   Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

4. Countdown to the Consumer Duty

   Speeches Published: 10/05/2023 Last modified: 10/05/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

5. FCA continues action against unregistered crypto ATMs across the UK

   Press Releases Published: 05/05/2023 Last modified: 09/05/2023
   The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.

6. FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals

   Press Releases Published: 30/11/2022 Last modified: 28/09/2023
   We have fined Julius Baer International Limited £18,022,500 for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.

7. How the UK will regulate for the future

   Speeches Published: 14/07/2022 Last modified: 14/07/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

8. FCA further bolsters its leadership team as it expands its headcount

   Press Releases Published: 05/07/2022 Last modified: 06/07/2022
   The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

9. FCA makes senior hires

   Press Releases Published: 03/05/2022 Last modified: 03/05/2022
   As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

10. FCA makes three senior hires

    Press Releases Published: 05/04/2022 Last modified: 05/04/2022
    The FCA has appointed two new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring.