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Showing 31 to 40 of 280 search results for Executive Director of Enforcement.

  1. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).
  2. FCA proposing changes to streamline decision-making

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.
  3. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities
  4. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

    Press Releases Published: 26/07/2021 Last modified: 26/07/2021
    Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.
  5. FCA secures conditional resolution of proceedings against Park First and its senior management

    Press Releases Published: 20/07/2021 Last modified: 21/07/2021
    The conditional agreement should see a further £25 million made available for compensation to investors
  6. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.
  7. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

    Press Releases Published: 08/07/2021 Last modified: 08/07/2021
    The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within
  8. Scammers target over £2 million in pension pots in the last five months

    ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA are urging anyone saving for their retirement to protect their savings.
  9. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.
  10. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

    Press Releases Published: 23/06/2021 Last modified: 23/06/2021
    The FCA has appointed David Anthony Scott as its Interim General Counsel.