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Showing 11 to 20 of 359 search results for Executive Director of Enforcement.

  1. Scammers looking to exploit financial stress at Christmas, FCA warns

    Scams Press Releases Published: 06/12/2023 Last modified: 06/12/2023
    The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas.
  2. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from
  3. FCA censures NMC Health Plc (in Administration) for market abuse

    Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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  4. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)
  5. Two individuals guilty of making £3m worth of fraudulent mortgage applications

    Press Releases Published: 15/11/2023 Last modified: 15/11/2023
    Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.
  6. Financial regulator secures confiscation order against convicted CFO

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.
  7. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.
  8. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.
  9. FCA decides to fine and ban James Staley

    Press Releases Published: 12/10/2023 Last modified: 12/10/2023
    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.
  10. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.