Showing 191 to 200 of 577 search results for Director of Enforcement.

191. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

     Press Releases Published: 17/06/2020 Last modified: 03/07/2020
     The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

192. FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

     Press Releases Published: 11/06/2020 Last modified: 11/06/2020
     The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete.

193. FCA bars Cypriot firms that used unauthorised celebrity endorsements

     Press Releases Published: 01/06/2020 Last modified: 01/06/2020
     The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

194. FCA secures orders for victims of unauthorised share scheme

     Press Releases Published: 06/05/2020 Last modified: 07/05/2020
     The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

195. Covid-19: savers stay calm and don't rush financial decisions

     Press Releases Published: 01/04/2020 Last modified: 03/04/2020
     The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

196. OPBAS publishes report on progress and themes from 2019

     Press Releases Published: 19/03/2020 Last modified: 19/03/2020
     The FCA’s Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has today released its latest report on progress made in tackling money laundering over the past year.

197. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

198. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

199. The FCA fines Moneybarn £2.77m for unfair treatment of customers in arrears

     Press Releases Published: 17/02/2020 Last modified: 02/03/2020
     The Financial Conduct Authority (FCA) has today imposed a fine of £2.77 million on car finance provider, Moneybarn Ltd (Moneybarn), for not treating customers fairly when they fell behind with loan repayments while in financial difficulties,

200. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.