Showing 181 to 190 of 577 search results for Director of Enforcement.

181. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

182. FCA urges unauthorised land banking scheme victims to get in touch to return funds

     Press Releases Published: 09/10/2020 Last modified: 09/10/2020
     The Financial Conduct Authority (FCA) is urging members of the public who invested in an unauthorised land banking scheme, and who may be eligible to receive some of their money back, to get in contact with the FCA.

183. FCA secures £1.6m confiscation order against Richard Baldwin

     Press Releases Published: 05/10/2020 Last modified: 05/10/2020
     FCA secures £1.6m confiscation order against Richard Baldwin

184. FCA publicly censures former Worldspreads CEO for market misconduct

     Press Releases Published: 09/09/2020 Last modified: 09/09/2020
     The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

185. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

     Press Releases Published: 25/08/2020 Last modified: 25/08/2020
     A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

186. High Court orders illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers

     Press Releases Published: 10/08/2020 Last modified: 20/08/2020
     The two companies and three individuals must pay restitution to members of the public who were induced to transfer their pensions into self-invested personal pensions (SIPPs).

187. Capital market regulation and coronavirus

     Speeches Published: 07/08/2020 Last modified: 07/08/2020
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

188. High Court finds against illegal pension introducers, Avacade and others

     Press Releases Published: 30/06/2020 Last modified: 30/06/2020
     Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

189. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

190. Nikhil Rathi appointed as new Chief Executive of the FCA

     Press Releases Published: 22/06/2020 Last modified: 22/06/2020
     HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).