Showing 161 to 170 of 577 search results for Director of Enforcement.

161. Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd

     Statements Published: 16/02/2021 Last modified: 17/02/2021
     We have noted the recent comments by Neil Woodford on his future business plans. This statement sets out our position on specific points on which we have been asked for information.

162. FCA secures interim restitution order against illegal deposit takers

     Press Releases Published: 03/02/2021 Last modified: 20/05/2022
     The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

163. FCA issues warning over ‘clone firm’ investment scams

     Press Releases Published: 27/01/2021 Last modified: 27/01/2021
     With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

164. Insider dealer Walid Choucair ordered to pay £3.9 million in confiscation

     Press Releases Published: 22/01/2021 Last modified: 22/01/2021
     Walid Choucair ordered to pay £4m in confiscation costs in respect of being convicted of five offences of insider dealing.

165. FCA clamps down on consumer investment harm

     Press Releases Published: 18/01/2021 Last modified: 13/06/2023
     The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.

166. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

     Press Releases Published: 21/12/2020 Last modified: 21/12/2020
     The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

167. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

     Press Releases Published: 18/12/2020 Last modified: 18/12/2020
     The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 

168. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

     Press Releases Published: 17/12/2020 Last modified: 17/12/2020
     The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

169. Insider dealing convictions upheld by the Court of Appeal

     Press Releases Published: 16/12/2020 Last modified: 16/12/2020
     The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 

170. FCA fines Barclays £26 million over treatment of customers in financial difficulty

     Press Releases Published: 15/12/2020 Last modified: 15/12/2020
     The Financial Conduct Authority (FCA) has fined Barclays Bank UK PLC, Barclays Bank PLC and Clydesdale Financial Services Limited (Barclays) £26 million for failures in relation to their treatment of consumer credit customers who fell into arrears