Showing 1 to 10 of 490 search results for Director of Enforcement.

1. Five individuals banned and fined for causing losses to pension customers

   Press Releases Published: 09/05/2022 Last modified: 09/05/2022
   The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.

2. 'Sharing my screen cost me £48,000' – half of investors would miss signs of screen sharing scam as FCA warns of 86% increase

   Press Releases Published: 05/05/2022 Last modified: 05/05/2022
   The FCA launches latest ScamSmart campaign aimed at raising awareness of increasingly sophisticated investment scam tactics.

3. FCA makes senior hires

   Press Releases Published: 03/05/2022 Last modified: 03/05/2022
   As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

4. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

5. FCA secures £2,000,000 account forfeiture order

   Press Releases Published: 21/04/2022 Last modified: 21/04/2022
   QPay Europe Limited, which claims to be a fintech start up offering due diligence and underwriting services, has consented to court orders to give up £2,000,000 held in its name following proceedings brought by the Financial Conduct Authority (FCA)

6. FCA makes three senior hires

   Press Releases Published: 05/04/2022 Last modified: 05/04/2022
   The FCA has appointed two new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring. 

7. FCA fines GAM International Management and former Investment Director Timothy Haywood

   Press Releases Published: 30/03/2022 Last modified: 30/03/2022
   The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) and Timothy Haywood, a former Investment Director and Business Unit Head at GIML.

8. Former Redcentric CFO sentenced to five and a half years imprisonment

   Press Releases Published: 03/03/2022 Last modified: 03/03/2022
   Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

9. FCA taking assertive action to tackle harm in the consumer investments market

   Press Releases Published: 03/03/2022 Last modified: 04/03/2022
   The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

10. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

    Press Releases Published: 28/02/2022 Last modified: 28/02/2022
    Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.