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  1. Statement on London Capital & Finance plc

    Statements Published: 13/12/2018 Last modified: 01/04/2019
    The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond.
  2. FCA seeks re-trial in insider dealing case

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    After failing to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA has confirmed to the court that it will be seeking a re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on five counts of insider dealing.
  3. FCA proposes changes to facilitate investment in patient capital

    Press Releases Published: 12/12/2018 Last modified: 12/12/2018
    The Financial Conduct Authority (FCA) has today proposed changes to further enable retail investors to invest in patient capital through unit-linked funds. The FCA is also exploring how UK authorised funds can be used to invest in patient capital.
  4. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.
  5. KBW Associates Ltd files for liquidation

    Statements Published: 11/12/2018 Last modified: 10/01/2019
    KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.
  6. FCA proposes permanent measures for retail CFDs and binary options

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of certain complex derivative products with the publication of two consultation papers.
  7. Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    In a case brought by the Financial Conduct Authority (FCA), Manraj Virdee has today pleaded guilty at Southwark Crown Court to four charges encompassing illegal operation of an unauthorised investment scheme, misleading consumers, and two related counts of fraud and will be sentenced at a date to be confirmed in due course. The FCA alleges that,...
  8. FCA publishes findings on long-term mortgage arrears

    Press Releases Published: 06/12/2018 Last modified: 06/12/2018
    Today the Financial Conduct Authority (FCA) published findings on how mortgage lenders treat customers who have long-term mortgage arrears and provide forbearance to affected customers.
  9. FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400.
  10. ScamSmart prompts tens of thousands of pension holders to seek information

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.