News

Filter by type
Filter by year
Sort by:

Search results

About 1006 results.

  1. Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

    Press Releases Published: 23/04/2019 Last modified: 23/04/2019
    The FCA has today published a Feedback Statement summarising the responses received to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – published in July 2018, and setting out next steps.
  2. FCA data show 5% drop in complaints in the second half of 2018

    Press Releases Published: 18/04/2019 Last modified: 18/04/2019
    The Financial Conduct Authority (FCA) has today published the complaints figures for regulated firms for the second half of 2018.
  3. Update on Brexit delay

    Statements Published: 11/04/2019 Last modified: 11/04/2019
    It has been confirmed the UK will not leave the EU on 12 April. The FCA will not implement its preparations for Brexit this weekend.
  4. Insurance firms failing to consider value of the products and services provided to consumers

    Press Releases Published: 10/04/2019 Last modified: 10/04/2019
    The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service.
  5. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

    Press Releases Published: 10/04/2019 Last modified: 10/04/2019
    The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).
  6. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

    Press Releases Published: 09/04/2019 Last modified: 09/04/2019
    The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML controls failings ever imposed by the FCA.
  7. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs cover trade repositories and alternative investment funds (AIFs).
  8. FCA statement on London Capital & Finance

    Statements Published: 01/04/2019 Last modified: 05/04/2019
    At its meeting on Thursday March 28, the FCA Board decided that there should be an investigation by an independent person into the issues raised by the failure of London Capital & Finance (LC&F).
  9. Claims management companies enter FCA regulation today

    Press Releases Published: 01/04/2019 Last modified: 01/04/2019
    The Financial Conduct Authority (FCA) begins regulating the claims management industry from today (1 April). All claims management companies (CMCs) in England, Scotland and Wales will now have to demonstrate they meet and maintain minimum standards set by the FCA. All existing and new CMCs will need to apply to the FCA for authorisation.
  10. FCA confirms permanent ban on the sale of binary options to retail consumers

    Statements Published: 29/03/2019 Last modified: 29/03/2019
    FCA confirms permanent ban on the sale of binary options to retail consumers