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  1. Brexit: the FCA confirms final rules for firms

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.
  2. The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s withdrawal from the European Union (EU).
  3. FCA fines Goldman Sachs International £34.3 million for transaction reporting failures

    Press Releases Published: 28/03/2019 Last modified: 28/03/2019
    Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017.
  4. FCA response to the independent review of the prudential supervision of the Co-operative Bank

    Press Releases Published: 27/03/2019 Last modified: 27/03/2019
    On 6 March 2018, HM Treasury announced that it had directed the Prudential Regulation Authority (PRA) to conduct an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.
  5. FCA acts to help mortgage prisoners

    Press Releases Published: 26/03/2019 Last modified: 26/03/2019
    Mortgage customers who have previously been unable to switch mortgages despite being up-to-date with their payments (commonly known as mortgage prisoners), could soon be able to find a cheaper deal after the Financial Conduct Authority (FCA) proposed changes to how lenders assess whether or not a customer can afford the loan.
  6. FCA to introduce UK Benchmarks Register

    Statements Published: 22/03/2019 Last modified: 22/03/2019
    We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA Register for UK supervised users, and UK and third-country based benchmark administrators that want...
  7. FCA response to National Audit Office report

    Statements Published: 20/03/2019 Last modified: 20/03/2019
    The FCA welcomes today’s report by the National Audit Office - Regulating to protect consumers: Utilities, communications and financial services markets. The report provides a view of the challenges that regulators, including the FCA, face when measuring their performance and understanding what works well for consumers. Andrew Bailey, Chief...
  8. PRA and FCA agree Memorandum of Understanding (MoU) with EBA

    Press Releases Published: 20/03/2019 Last modified: 01/04/2019
    The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Banking Authority (EBA) are announcing today that they have agreed a template Memorandum of Understanding (MoU). The template sets out the expectations for supervisory cooperation and information-sharing arrangements between UK and EU/EEA national authorities.
  9. FCA statement on share trading obligations

    Statements Published: 19/03/2019 Last modified: 19/03/2019
    The FCA's response to ESMA’s statement on share trading obligations under MiFID II.
  10. FCA fines UBS AG £27.6 million for transaction reporting failures

    Press Releases Published: 19/03/2019 Last modified: 19/03/2019
    UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.