Showing 1 to 10 of 510 search results.

1. FCA writes to the Treasury Committee on Blackmore Bonds

   Statements Published: 06/12/2023 Last modified: 06/12/2023
   The FCA has written to the Treasury Committee about its decision not to take enforcement action following investigations into NCM Fund Services Ltd and Northern Provident Investments Ltd.

2. FCA publishes update on the cash savings market

   Statements Published: 06/12/2023 Last modified: 06/12/2023
   This data update follows the 14-point action plan the FCA set out in July and delivers on its commitment to monitor relevant firm and market trends.

3. Statement on communications in relation to PRIIPs and UCITS

   Statements Published: 30/11/2023 Last modified: 30/11/2023
   Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

4. Update for investors in the Woodford Equity Income Fund

   Statements Published: 27/11/2023 Last modified: 27/11/2023
   It is vital that as people vote they receive accurate information.

5. FCA welcomes industry report on fund tokenisation

   Statements Published: 24/11/2023 Last modified: 24/11/2023
   The report sets out how firms can develop such models within the existing legal and regulatory framework.

6. Update on the Bank of England and FCA Memorandum of Understanding for supervision of market infrastructure

   Statements Published: 24/11/2023 Last modified: 24/11/2023
   To review the MoU, the Bank and FCA held a consultation to review their co-operation regarding market infrastructure in 2022.

7. Pensions value for money

   Statements Published: 22/11/2023 Last modified: 24/11/2023
   All pension savers need to be confident that their scheme delivers value regardless of where they’re invested. We know that short term cost can dominate decision making in the context of defined contributions (DC) schemes, and whilst cost matter

8. Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership

   Statements Published: 15/11/2023 Last modified: 15/11/2023
   On 8 November, the FCA sought and obtained a Restraint Order under the Proceeds of Crime Act 2002.

9. FCA joins forces with global regulators to foster digital innovation with Project Guardian

   Statements Published: 31/10/2023 Last modified: 31/10/2023
   The FCA joins MAS, Singapore’s central bank, the Financial Services Agency of Japan (FSA), and the Swiss Financial Market Supervisory Authority (FINMA) as part of Project Guardian.

10. FCA statement regarding NatWest Group

    Statements Published: 27/10/2023 Last modified: 27/10/2023
    As previously set out, we have been intensifying supervisory work in relation to NatWest Group and Coutts since the widely reported events earlier this year.