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  1. Joint letter with PRA on Delivery versus Payments clients

    News stories Published: 02/06/2021 Last modified: 02/06/2021
    We have published a joint letter with the PRA on Delivery versus Payment clients.
  2. LF Woodford Equity Income Fund investigation

    News stories Published: 28/05/2021 Last modified: 28/05/2021
    We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund
  3. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.
  4. Financial regulators publish third edition of plan for upcoming work

    News stories Published: 07/05/2021 Last modified: 07/05/2021
    The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work.
  5. The FCA and Practitioner Panel joint survey for 2021 launches

    News stories Published: 30/04/2021 Last modified: 30/04/2021
    The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry.
  6. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

    News stories Published: 28/04/2021 Last modified: 28/04/2021
    The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully
  7. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.
  8. Business Loan Network Limited enters administration

    News stories Published: 16/04/2021 Last modified: 16/04/2021
    On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration.
  9. FCA urges Claims Management Companies and High Cost Lenders to work better together

    News stories Published: 31/03/2021 Last modified: 31/03/2021
    We remind HCLs and CMCs that we expect them to work together to resolve disputes and disagreements in the interest of their customers.
  10. FCA confirms Finalised Guidance for advising on Defined Benefit transfers

    Financial advisers Life insurers and pension providers News stories Published: 30/03/2021 Last modified: 30/03/2021
    Defined Benefit Pension transfer guidance