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  1. FCA establishes industry-led working group for financial advisers

    News stories Published: 16/01/2024 Last modified: 16/01/2024
    The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice
  2. Aviation and Tech Capital Ltd, trading as Ablrate, enters administration

    Firms News stories Published: 16/01/2024 Last modified: 17/01/2024
    Aviation and Tech Capital Ltd t/a Ablrate, a regulated Peer-to Peer firm, has entered administration.
  3. Cyber resilience good practice for firms

    News stories Published: 19/12/2023 Last modified: 19/12/2023
    The FCA, Bank of England and Prudential Regulation Authority have published the latest annual CBEST thematic report.
  4. Joint Regulatory Oversight Committee highlights 2023 progress and sets out future UK open banking plans

    News stories Published: 18/12/2023 Last modified: 18/12/2023
    The Joint Regulatory Oversight Committee has today published an update on the significant progress made since it outlined its open banking vision in April and sets out plans to deliver a new generation of payment products and services.
  5. FCA welcomes the launch of industry code of conduct for ESG ratings and data products providers

    News stories Published: 14/12/2023 Last modified: 14/12/2023
    The International Capital Market Association (ICMA) and the International Regulatory Strategy Group (IRSG) have launched a voluntary code of conduct for Environmental, Social and Governance (ESG) ratings and data products providers.
  6. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.
  7. FCA sets out forbearance measures for investment company cost disclosure

    News stories Published: 30/11/2023 Last modified: 30/11/2023
    We set out temporary measures to give investment companies greater ability to explain their costs and charges to help consumers make better informed investment decisions. 
  8. Rational Foreign Exchange Limited enters special administration

    News stories Published: 30/11/2023 Last modified: 01/12/2023
    Ed Boyle and Kristina Kicks of Interpath Ltd have been appointed joint special administrators (JSAs).
  9. FCA publishes final report on IFPR implementation observations

    News stories Published: 27/11/2023 Last modified: 27/11/2023
    Final report on our multi-firm review into firms’ progress in implementing the ICARA process and reporting requirements under the IFPR.
  10. Unregulated Buy Now Pay Later (BNPL) firms becoming authorised

    News stories Published: 23/11/2023 Last modified: 23/11/2023
    Prior to the UK leaving the EU, EEA-based firms were able to operate in the UK without our direct authorisation.