Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
Read or download the full Regulation round-up: September 2016
Sign up to Regulation round-up monthly updates
Introduction: Andrew Bailey, Chief Executive
Welcome to the September edition of Regulation roundup. As the FCA’s new Chief Executive, I am extremely keen that our role is well understood by the firms we regulate.
Hot topic: Ageing population
Demographic change offers a range of opportunities and challenges that both the industry and regulators need to address for the future. Older consumers have different needs, preferences and behaviours to other groups of consumers, and it is crucial that financial services are able to adapt to meet these needs.
Hot topic: Financially vulnerable mortgage customers
We have published our review into mortgage lenders' strategies to mitigate the impact of an interest rate rise on financially vulnerable customers - particularly those less able to cope with an increase in their monthly payment.
In your sector…
Banks and building societies
Senior Managers Regime: Breaches of conduct reporting
Financial Crime Conference
Investment managers and stockbrokers
OP: Dark pools
MiFID II: Implementation roundtable minutes
Financial advisers
Live & Local: Investment events, East Anglia
CP: Pension Wise Standards
Fine and ban for financial adviser
MiFID II: Implementation roundtable minutes
Pension arrangements with guaranteed income benefits
Advising on P2P agreements
Wealth managers and private bankers
OP: Dark pools
MiFID II: Implementation roundtable minutes
Advising on P2P agreements
Mortgage advisers
Live & Local: Mortgage events, East Anglia
Mortgage Business Expo
Insurers & insurance intermediaries
Live & Local: General insurance events, East Anglia
Principals and their appointed representatives video
CP: Pension Wise Standards
Pension arrangements with guaranteed income benefits
Advising on P2P agreements
Consumer credit
Advising on P2P agreements
Credit unions
Senior Managers Regime: Breaches of conduct reporting
Credit Union governance webinar
Read or download the full Regulation round-up: September 2016