Regulation round-up November 2016

Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

Read or download the full Regulation round-up: November 2016

Sign up to Regulation round-up monthly updates

Introduction: Jonathan Davidson, Director of Supervision

I'm delighted to welcome you to the November edition of Regulation round-up. I'd like to take the
opportunity to raise awareness of our guidance consultation on the fair treatment of customers with
mortgage payment shortfalls.

Read more

 

Hot topic: Our future Mission

The Mission paper covers a number of areas, such as ensuring markets work well, regulation and public policy. There are three other areas (overview below) which we encourage you to read and submit your thoughts on. In our short video, Andrew Bailey discusses the Mission in more detail.

Read more

 

Hot topic: EU Benchmarks Regulation

We want to raise awareness of the EU Benchmarks Regulation, which comes into effect in January 2018, superseding our existing legislative regime. It will introduce a common framework and consistent approach to benchmarks regulation across the EU. Whilst some of you may not think you will be affected, we urge you to read on as that may not be the case.

Read more

 

In your sector…

Banks and building societies

Statement on the FCA's review of Royal Bank of Scotland's treatment of customers referred to its Global Restructuring Group

Read more

 

Investment managers and stockbrokers

Packaged Retail and Insurance based Investment Products (PRIIPs)

Read more

 

Financial advisers

Live & Local: London

PS: Capping early exit pension charges

CP: Lifetime ISA

Packaged Retail and Insurance based Investment Products (PRIIPs)

FS: Regulatory barriers to social investments

Data Bulletin: RMAR

Read more

 

Wealth managers and private bankers

Packaged Retail and Insurance based Investment Products (PRIIPs)

Read more

 

Mortgage advisers

Live & Local: London

Data Bulletin: RMAR

Read more

 

Insurers & insurance intermediaries

Live & Local: London

Data Bulletin: RMAR

PS: Capping early exit pension charges

CP: Lifetime ISA

Packaged Retail and Insurance based Investment Products (PRIIPs)

Read more

 

Consumer credit

Debt purchaser Motormile Finance agrees to redress

CMA Investigation into retail banking

Read more

 

Read or download the full Regulation round-up: November 2016

Subscribe to Regulation round-up