Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
Read or download the full Regulation round-up: November 2016
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Introduction: Jonathan Davidson, Director of Supervision
I'm delighted to welcome you to the November edition of Regulation round-up. I'd like to take the
opportunity to raise awareness of our guidance consultation on the fair treatment of customers with
mortgage payment shortfalls.
Hot topic: Our future Mission
The Mission paper covers a number of areas, such as ensuring markets work well, regulation and public policy. There are three other areas (overview below) which we encourage you to read and submit your thoughts on. In our short video, Andrew Bailey discusses the Mission in more detail.
Hot topic: EU Benchmarks Regulation
We want to raise awareness of the EU Benchmarks Regulation, which comes into effect in January 2018, superseding our existing legislative regime. It will introduce a common framework and consistent approach to benchmarks regulation across the EU. Whilst some of you may not think you will be affected, we urge you to read on as that may not be the case.
In your sector…
Banks and building societies
Statement on the FCA's review of Royal Bank of Scotland's treatment of customers referred to its Global Restructuring Group
Investment managers and stockbrokers
Packaged Retail and Insurance based Investment Products (PRIIPs)
Financial advisers
Live & Local: London
PS: Capping early exit pension charges
CP: Lifetime ISA
Packaged Retail and Insurance based Investment Products (PRIIPs)
FS: Regulatory barriers to social investments
Data Bulletin: RMAR
Wealth managers and private bankers
Packaged Retail and Insurance based Investment Products (PRIIPs)
Mortgage advisers
Live & Local: London
Data Bulletin: RMAR
Insurers & insurance intermediaries
Live & Local: London
Data Bulletin: RMAR
PS: Capping early exit pension charges
CP: Lifetime ISA
Packaged Retail and Insurance based Investment Products (PRIIPs)
Consumer credit
Debt purchaser Motormile Finance agrees to redress
CMA Investigation into retail banking
Read or download the full Regulation round-up: November 2016