This table contains information about fines published during 2016. The total amount of fines is £17,493,500.
| Company or person fined | Date | Amount | What was the fine for? |
|---|---|---|---|
| W H Ireland Limited | 23/02/2016 | £1,200,000 | For breaching PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector |
| Achilles Othon Macris | 09/02/2016 | £792,900 | For breaching Statement of Principle 4 |
| Shay Jacob Reches | 01/02/2016 | £1,050,000 | For breaching section 63A of the Financial Services and Markets Act 2000 and FIT |
| Shay Jacob Reches (additional penalty) | 01/02/2016 | £13,130,000 | For breaching section 63A of the Financial Services and Markets Act 2000 and FIT |
| Colin J McIntosh | 01/02/2016 | £51,600 | For breaching Statement of Principle 1,4 and 7. Also breaching FIT and certain applicable rules set out by CASS |
| Robert John Bygrave | 01/02/2016 | £37,400 | For breaching Statement of Principle 6, FIT and certain applicable rules set out in CASS |
| Andrea Christine Sadler | 01/02/2016 | £18,700 | For breaching Statement of Principle 6, FIT |
| Wayne Anthony Redgrave | 01/02/2016 | £38,600 | For breaching Statement of Principle 6 and certain applicable rules set out by ICOBS |
| Millburn Insurance Company Limited (in administration) | 01/02/2016 | £1,137,500 | For breaching Principle 11 |
| Coverall Worldwide Ltd | 01/02/2016 | £36,800 | For breaching Principles 1, 3 and 10 and certain applicable rules set out in CASS and COND |