We are running a new regional programme of events - FCA: Live & Local - across the whole of the UK, for investment, general insurance and mortgage firms.
There are a number of events across a region during a month and you can book as many as you want to attend.
Our core programme includes:
- Positive Compliance: investment - the advice process.
- Positive compliance: mortgages - the advice process.
- Presentation: culture and governance - a general insurance focus.
- Workshop: investment - professional governance within financial advice business.
- Workshop: general insurance - delivering fair outcomes for consumers.
- Industry roundtables: an opportunity to pose questions to an expert panel made up of FCA and industry representatives.
- One-to-one surgery, with one of our supervisors.
We will also be holding ad-hoc events such as lunch with the Chairman.
|East Anglia||October 2016|
|West Midlands||November 2016|
|Yorkshire and the Humber||January 2017|
|South East||February 2017|
|North West||March 2017|