CP17/19 response form

We are asking for comments on this Consultation Paper by 7 September 2017.

Please use this online form or alternatively, send comments in writing to: MiFID Coordination, Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS

Email: [email protected]

We make all responses to formal consultation available for public inspection unless the respondent requests otherwise. We will not regard a standard confidentiality statement in an email message as a request for non-disclosure.

Despite this, we may be asked to disclose a confidential response under the Freedom of Information Act 2000. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Information Commissioner and the Information Rights Tribunal.

Once you complete this form, we will email you a copy of your submission to acknowledge receipt of your response.

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Q1: Do you agree with our levy proposals which arise from the extension of the FSCS to RIEs operating an MTF or OTF? If not, please give reasons why.

Q2: Do RIEs who operate an MTF or, prospectively, an OTF think they carry on business with or on behalf of any eligible claimant? If so, we would appreciate information from RIEs on the number of eligible claimants they might have, and what the cost of calculating annual eligible income might be.

Q3: Do you have any comments regarding our proposed implementation approach and the amendments we propose to make to DEPP and EG?

Q4: Do you agree with our proposals to amend the Prospectus Rules and the Glossary? If not, please give reasons why.

Is your response confidential?

Yes

First published: 03/07/2017 Last updated: 03/07/2017