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Final notice 2016: Secure Property Consultants Limited

Published: Yesterday   Last Modified : Yesterday

This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal.

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Final notice 2016: Mr Kevin Clarke

Published: 21/06/2016   Last Modified : 21/06/2016

This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative and a lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

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Final notice 2016: GGK Investments Limited

Published: 15/06/2016   Last Modified : 15/06/2016

This final notice refers to breaches of PRIN 4, COND and INPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

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Final notice 2016: Gethin Car Sales

Published: 14/06/2016   Last Modified : 15/06/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

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Final notice 2016: Sunrise Brokers LLP

Published: 13/06/2016   Last Modified : 13/06/2016

This final notice refers to a candidate for approval to perform controlled functions. The applicant firm and candidate did not provide sufficient information to satisfy us that the candidate met the honesty, integrity and reputation criteria of the FCA’s Fit and Proper Person Test. We refused the application.

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Final notice 2016: Vehicle Supermarket of Leicester Limited

Published: 13/06/2016   Last Modified : 13/06/2016

This final notice refers to breaches of PRIN 11 and COND, failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

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Final notice 2016: Mark Kelly

Published: 09/06/2016   Last Modified : 09/06/2016

This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

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Final notice 2016: Patrick Gray

Published: 09/06/2016   Last Modified : 09/06/2016

This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

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Final notice 2016: Ashbank Cars

Published: 02/06/2016   Last Modified : 02/06/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final notice 2016: Independent Family Advisers Limited

Published: 02/06/2016   Last Modified : 02/06/2016

This final notice refers to an application for authorisation of Independent Family Advisers Limited. The proposals made in support of the application had the hallmarks of what is sometimes described as “phoenixing”. We refused the application as we were not satisfied that the applicant was a fit and proper person.

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