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Final notice 2016: Amir Khan

Published: Yesterday   Last Modified : Yesterday

This final notice refers to breaches of APER 1 and APER 6 related to mortgage fraud in the mortgages sector. We imposed a prohibition and public censure.

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Final notice 2016: Naimat Gul

Published: 22/08/2016   Last Modified : 23/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final notice 2016: Tellaw (UK) Limited

Published: 17/08/2016   Last Modified : 17/08/2016

This final notice refers to breaches of the Electronic Money Regulations 2011, Regulation 13, related to initial capital, business plan, safeguarding, lack of fitness and propriety, and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for registration as a Small Electronic Money Institution.

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Final notice 2016: Generate Green Limited

Published: 15/08/2016   Last Modified : 15/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final notice 2016: Analyst Investment Management Plc

Published: 09/08/2016   Last Modified : 09/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

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Final notice 2016: Cenkos Securities plc

Published: 09/08/2016   Last Modified : 24/08/2016

This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

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Final Notice 2016: Hallbrooke Ballymena Limited

Published: 08/08/2016   Last Modified : 08/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final Notice 2016: Jay Bee Automotive Limited

Published: 08/08/2016   Last Modified : 08/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final Notice 2016: Performance Tuning UK Limited

Published: 08/08/2016   Last Modified : 08/08/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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Final Notice 2016: Peter Roy Alexander

Published: 25/07/2016   Last Modified : 25/07/2016

This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

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