March 2014: Internal Audit report: Risk management and the implementation of the first and second lines of defence

Published: 21/10/2015   Last Modified : 25/01/2016

This document was submitted to the Treasury Committee on 14 September 2015 and published by them today.

This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury Select Committee, our Internal Audit reports are submitted to the Treasury Select Committee one year in arrears. Redactions have been made on agreement with the Committee and do not include any information which, in our opinion, would be against the public interest.

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