GC13/5 Supervising retail investment advice: inducements and conflicts of interest

Published: 18/09/2013   Last Modified : 18/09/2013

This guidance helps providers and advisory firms further understand our expectations of them in connection with service and distribution agreements relating to retail investment products.

Banking rights

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Find out what your rights are and how to use them.

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Compensation

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Whether a firm is still in business, stopped trading or been declared in default, find out who you should contact.

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