Final notice 2016: Colin J McIntosh

Published: 01/02/2016   Last Modified : 01/02/2016

This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection sector. We imposed a fine, withdrawal of approval and controlled function prohibition.