PS16/14: Financial Services Compensation Scheme
This final notice refers to breaches of APER 1 and APER 6 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition.
Find out what your rights are and how to use them.
Whether a firm is still in business, stopped trading or been declared in default, find out who you should contact.
Copyright © 2016 FCA. All Rights Reserved.