FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI")

Published: 26/11/2013   Last Modified : 07/04/2015

This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty.

Banking rights

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Find out what your rights are and how to use them.

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Compensation

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Whether a firm is still in business, stopped trading or been declared in default, find out who you should contact.

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