FCA Final Notice 2013: JPMorgan Chase Bank, N.A.

Published: 19/09/2013   Last Modified : 07/04/2015

This final notice refers to breaches of PRIN 2, PRIN 3, PRIN 5, and PRIN 11 related to wholesale conduct, market protection, and failing to be open and co-operative in the investment banks sector. We imposed a fine.

Banking rights


Find out what your rights are and how to use them.

Read More



Whether a firm is still in business, stopped trading or been declared in default, find out who you should contact.

Read More