Publications
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Notice of Decision 2024: Dream Charter Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: Ryan Mulgrew [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Notice of Decision 2024: SPS Dental Sales Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Future Entity Working Group report to JROC [pdf]
Read the findings from the Future Entity Working Group's industry consultation from December 2023. -
JROC invites feedback on the Future Entity for UK open banking
The Joint Regulatory Oversight Committee (JROC) is calling for input on its proposals for open banking. -
Notice of Decision 2024: Stephen Edward Jeffery [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024:Copymark (Services) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Philip Bown [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Final notice 2024: Etemaad Money Transfere Ltd [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation.