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  1. Notice of Decision 2024: Dream Charter Limited [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
  2. Notice of Decision 2024: Ryan Mulgrew [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Short positions disclosed to us [xlsx]

    Data Published: 19/04/2024 Last modified: 19/04/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  4. Notice of Decision 2024: SPS Dental Sales Limited [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
  5. Future Entity Working Group report to JROC [pdf]

    External research Retail banking Published: 19/04/2024
    Read the findings from the Future Entity Working Group's industry consultation from December 2023.
  6. JROC invites feedback on the Future Entity for UK open banking

    Calls for input Published: 19/04/2024 Last modified: 19/04/2024
    The Joint Regulatory Oversight Committee (JROC) is calling for input on its proposals for open banking.
  7. Notice of Decision 2024: Stephen Edward Jeffery [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. Notice of Decision 2024:Copymark (Services) Limited [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. Notice of Decision 2024: Philip Bown [pdf]

    Decision notices Published: 18/04/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.
  10. Final notice 2024: Etemaad Money Transfere Ltd [pdf]

    Final notices Published: 18/04/2024
    This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation.